Junior Compliance/AML Officer

We are looking for a Junior Compliance Officer to join our team in our Limassol office.

Tasks & Responsibilities

  • Monitoring and assessing, on a regular basis, the adequacy and effectiveness of the measures, policies and procedures put in place, and the actions taken to address any deficiencies in the firm’s compliance with its obligations;
  • Monitoring of the internal policies and procedures of the Company;
  • Advising and assisting the relevant persons responsible for carrying out the investment services to follow the Law;
  • Assisting on drafting written reports to the Management Body on at least an annual basis, on the implementation and effectiveness of the overall control environment for investment services and activities, on the risks that have been identified;
  • Coordinating various regulatory filings;
  • Developing compliance policies and audit program procedures;
  • Complaints monitoring, handling, filling and reporting as well as remedies undertaken or to be undertaken;
  • Working with in-house and external advisories to monitor, and then implement responses to, regulatory developments that impact the businesses
  • Ensure effective implementation of Know your Client (KYC) procedures;
  • Perform Enhanced Due Diligence to High Risk Clients;
  • Perform ongoing monitoring of clients and transactions for the purposes of identifying suspicious accounts and behaviour with respect to anti-money laundering;
  • Monitor client verification/onboarding systems, processes and procedures;
  • Review and approve of the Company’s marketing material;
  • Monitoring activities in relation to the different channels used by the Company to publish its marketing material;
  • Affiliates monitoring;
  • Monitoring of all clients’ communication with the Company;
  • training and educating the staff of the Company in respect with the compliance function.

Requirements

  • Degree in Business, Economics, Finance, Law, or any other related field
  • At least 1-2 years’ experience as a Junior/Compliance Officer within a CIF
  • Excellent knowledge of rules and regulations of CySec, MIFID II
  • Excellent Computer Skills
  • Excellent Communication Skills in both Greek & English (Written & Spoken)
  • Strong Analytical Skills, organized, diligent and able to pay attention to details
  • Ability to work under pressure and tight deadlines
  • Advanced CySec Certificate or willing to pursue

Join Our Team

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